Chapter II Security-Market Indexes
1. Which of the following is not a use of security market indicator series?
a. To use as a benchmark of individual portfolio performance
b. To develop an index portfolio
c. To determine factors influencing aggregate secu
Chapter III Technical Analysis
1. Technical analysis differs from fundamental analysis in that
a. technical analysts contend that in-depth assessments of basic aggregate market,
industry and company performance is necessary; past price movements indicate
Chapter 23 Swap Contracts, Convertible Securities and other Embedded Derivatives
1. Which of the following is not true about interest rate swaps?
a. Payments are based on a notional principal.
b. Floating rate payers profit if interest rates fall.