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1. What is the appropriate ethical response when senior management sets unreasonable or unduly aggressive financial targets?

1. What is the appropriate ethical response when senior management sets unreasonable or unduly aggressive financial targets?

2. How should a financial professional respond when senior management exerts pressure to reduce tax liabilities? Is some pressure appropriate? When does the pressure become inappropriate?

3. What should a financial professional do when he or she finds out that senior management is committing financial fraud? Does your answer change when the finances of a company are dominated by an individual or a group of individual without adequate control?

4. What should a financial professional do when he or she discovers improper or fraudulent disclosures or omissions?

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